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SEC Rule 206(4)-1 • FINRA 2210 • CFTC/NFA

Automated regulatory compliance review for investment marketing collateral.

Upload pitch decks, one-pagers, fund fact sheets, and market commentary. Identify misleading claims, unsubstantiated performance, and missing disclosures before they reach prospects.

Register for Compliance Review
Instant Compliance Scan

Paste or upload marketing text. Each finding cites the rule it rests on and carries an advisory note on what to review. Your reviewers decide what changes.

U.S. Regulatory Coverage

Checks against SEC Marketing Rule 206(4)-1, FINRA Rule 2210, and CFTC/NFA advertising standards, plus state securities (Blue Sky) rules where your firm's registrations or distribution reach them. This pilot covers U.S. rules only; UK and EU rules are not evaluated.

Built for RIAs

Designed for registered investment advisers reviewing pitch decks, one-pagers, fund fact sheets, and social media posts.

Key Regulatory Inc.
CRD-Verified Registration Required
Key Regulatory provides automated compliance review technology for SEC-registered investment advisers, FINRA member firms, and NFA-registered commodity trading advisors. Which rule sets a scan checks depends on your firm’s declared registrations and distribution territories; each scan report states exactly which checks ran. All scan results are advisory in nature and do not constitute legal opinion, regulatory filing, or formal compliance certification.Use of this platform requires firm registration verification (CRD/IARD lookup), corporate email validation, and SMS-based identity confirmation. Free tier accounts are limited to 3 document scans per calendar month.© 2026 Key Regulatory Inc. All rights reserved. Not a law firm. Not a registered investment adviser. This tool does not create an attorney-client or advisory relationship.